COURTCWDS FEDERAL COURT OF AUSTRALIA
NEW SOUTH WALES DISTRICT REGISTRY GENERAL DIVISION SACKVILLE J HRNG Immigration Law - appeal from the Administrative Appeals Tribunal on matters of law - confirmation of deportation order relating to person previously granted refugee status - applicant convicted of criminal offences in Australia - whether Tribunal misconstrued Convention Relating to Status of Refugees as to when a refugee may be deported - whether findings of Tribunal unreasonable - whether applicant feared persecution for a Convention reason.
Convention Relating to the Status of Refugees 1951, Art 1A, Art 1C, Art 1F, Art 32, Art 33. Australian Broadcasting Tribunal v Bond (1990) 170 CLR 321 Chan v Minister for Immigration and Ethnic Affairs (1990) 169 CLR 379 Gunaleela v Minister for Immigration and Ethnic Affairs (1987) 15 FCR 543 Minister for Immigration, Local Government and Ethnic Affairs v Gray (1994) 50 FCR 189 Prevato v Governor, Metropolitan Remand Centre (1986) 8 FCR 358 Regina v Secretary of State for the Home Department; Ex parte Brind (1991) 1 AC 696 Teoh v Minister for Immigration, Local Government and Ethnic Affairs (1994) 121 ALR 436 ORDER SYDNEY, 28 October and 15 December, 1994
#DATE 22:12:1994 Mr G Craddock, instructed by Ron Kessels, Solicitor, appeared for the applicant. Mr G Johnson instructed by the Australian Government Solicitor, appeared for the respondent. JUDGE1 THE COURT ORDERS THAT: 1. The appeal be dismissed.
2. The applicant pay the respondent's costs. NOTE: Settlement and entry of orders is dealt with in Order 36 of the Federal Court Rules. The Proceedings
SACKVILLE J The applicant, a Romanian citizen, has appealed to the Court, pursuant to s.44(1) of the Administrative Appeals Tribunal Act 1975, against a decision of the Administrative Appeals Tribunal ("the Tribunal") made on 17 May 1994. The Tribunal, constituted by Deputy President McMahon, affirmed a decision made on 23 April 1993 by the delegate of the Minister that the applicant should be deported from Australia. The delegate's decision was made pursuant to s.55 of the Migration Act 1958, which reads as follows: "Where: (a) a person who is a non-citizen has, either before or after the commencement of this section, been convicted in Australia of an offence; (b) at the time of the commission of the offence the person: (i) was not an Australian citizen; and (ii) had been present in Australia as a permanent resident for a period of less than 10 years or for periods that, in the aggregate, do not amount to a period of 10 years; and (c) the offence is an offence for which the person was sentenced to death or to imprisonment for life or for a period of not less than one year; the Minister may order the deportation of the person." 2. Section 44(1) of the Administrative Appeals Act 1975 permits a party to a proceeding before the Tribunal to appeal on a question of law from any decision of the Tribunal in that proceeding. 3. The applicant was admitted to Australia as a refugee in June 1987, following his escape from Romania in 1986 to Austria via (the then) Yugoslavia. At about the time he was admitted to Australia, the applicant was convicted in absentia in Romania of theft and sentenced to six years imprisonment. The circumstances of the theft will be referred to later, but the term of imprisonment has never been served by the applicant. However, at the time of the Tribunal's decision and indeed the hearing of the appeal, the applicant was serving a term of imprisonment in New South Wales. This period of imprisonment, which is not scheduled to expire until at least December 1995, resulted from convictions in Australia for supplying heroin and for escaping from lawful custody. These convictions provided the basis for the deportation order. The Errors of Law Identified by the Applicant 4. Mr Craddock, who appeared for the applicant, identified a number of errors of law that he contended the Tribunal had made in affirming the delegate's decision. These were the following: (i) The Tribunal made a finding that the Convention Relating to the Status of Refugees (Geneva, 21 July 1951) as modified by the Protocol Relating to the Status of Refugees (New York, 31 January 1967) ("the Convention"), had never applied to the applicant. The question of the applicant's status as a refugee was a matter for the Executive Government and neither party before the Tribunal had challenged the proposition that the applicant had been accorded refugee status prior to his arrival in Australia in June 1987. Thus it was erroneous for the Tribunal to make such a finding. (ii) The Tribunal had erred in its construction of Article 1C(5) of the Convention (which specifies circumstances in which the Convention ceases to apply to a person previously recognised as a refugee). The error of construction was demonstrated by the fact that the Tribunal had failed to undertake the inquiries required by Article 1C(5). Alternatively, the Tribunal had erred in interpreting the proviso to Article 1C(5) (which exempts a refugee from Article 1C(5) if there are "compelling reasons arising out of persecution for refusing to avail himself of the protection of the country of nationality"). The error was said to be that the Tribunal drew an impermissible distinction between ill-treatment and persecution and overlooked the decision of the High Court in Chan v Minister for Immigration and Ethnic Affairs (1989) 169 CLR 379, that persecution for political opinion, in the sense used in the Convention, can occur where a person is persecuted for his or her imputed political beliefs. (iii) The Tribunal had erred in finding that the Convention was excduded from applying to the applicant by reason of Article 1F(b) of the Convention (which refers to a person who has committed a serious "non-political crime" outside the country of refuge prior to his or her admission to that country). The error of law was said to be that the Tribunal failed to apply the terms of Article 1F(b); rather, it slavishly followed the Handbook on Procedures and Criteria for Determining Refugee Status (1979) ("the Handbook"), published by the Office of the United Nations High Commissioner for Refugees. (iv) The Tribunal had erroneously found that the non-expulsion provisions of the Convention (which, inter alia prevent a Contracting State expelling a refugee save on grounds of "public order") could not apply where the Minister made a decision to deport under s.55 of the Migration Act 1958. (v) The Tribunal had failed to consider Article 33 of the Convention, which prevents a refugee being retained if his freedom would be threatened on account (inter alia) of political opinion. (vi) In any event, a number of findings made by the Tribunal were so unreasonable that no reasonable decision-maker could have made them. In particular, it was unreasonable for the Tribunal to conclude that the applicant had not suffered and did not have a fear of persecution for a Convention reason, namely, political opinion. On this basis, the Tribunal's decision was unreasonable. Factual Background 5. The applicant was born in Romania on 7 August 1967 and remains a citizen of that country. At the age of 14 he was sent to a navy school. While at the school he attempted to escape from Romania by swimming across a river to Yugoslavia. He was apprehended by a navy patrol and accused of being a spy. He was subsequently interrogated and physically ill-treated. In the course of his interrogation he was accused of trying to take documents out of the country. The ill-treatment included having his stomach opened with a surgical knife (presumably to look for documents) and being tortured while in prison. He was kept in an army hospital for a week and for a further three months he was kept in cells for political prisoners. 6. Ultimately, the applicant's father secured his release. The applicant was told that his treatment was not to be discussed with anyone. The applicant then undertook a mechanic's course and secured employment as an auto mechanic. Moneys were deducted from his salary, apparently to make payments to the government, in accordance with an arrangement made by the applicant's father with the authorities. In 1986, at the age of 19, the applicant returned to his village. 7. The applicant, in affidavit evidence before the Tribunal, said that upon his return to the village he met his cousin and told him about being short of money and that he had been in trouble with the government. He became afraid that if the authorities discovered that he had been talking about his experiences he would again be arrested and tortured. At that time he decided to escape a second time, in company with his cousin. According to the applicant, he realised that money would be needed in order to obtain information about where and how to cross the border. The applicant's mother managed a government-owned store in the village. The applicant's account was that he gained entry to the store by fabricating a false key and stole 51,000 Lei in cash - equivalent to about two years' salary in Romania. The applicant claimed that he and his cousin paid someone in Timisora 40,000 Lei to help them cross the border. 8. In early October 1986 the applicant and his cousin succeeded in entering Yugoslavia. Fearing forced repatriation, they attempted to cross the border into Italy, but changed their plans and headed for Austria. They reached Austria on 9 October 1986 and sought political asylum. They were then taken to a refugee camp. The applicant's cousin told the authorities that he had an uncle in Australia. The applicant and his cousin applied under the refugee program and, after waiting for nine months for sponsorship and clearance, they travelled to Australia in June 1987. 9. At about the time the applicant was travelling to Australia, a court in Romania convicted him, in his absence, of offences against the criminal code relating to the theft of the 51,000 Lei. The record of the court's decision, which was in evidence before the Tribunal, stated that the applicant's mother had repaid the money. Notwithstanding this, the applicant was sentenced by the Romanian court to six years' imprisonment. There was evidence that the sentence is still regarded as on foot in Romania and that the applicant, if he returned, would have to serve the sentence. 10. Upon arrival in Australia, the applicant and his cousin were met by the cousin's uncle and taken to Wollongong. He found work there, but was laid off after about four and a half months. The applicant then met a friend of the uncle and moved in with the friend's family in Newcastle. Through the friend, the applicant was introduced to drug dealing. In June 1988 the applicant was arrested and charged with supplying prohibited drugs and with possession of firearms. The applicant remained in custody until September 1988 but was then released on bail, possibly because he co-operated with the police. However, the applicant absconded to Queensland and remained in that State until February 1990. Shortly after his return to New South Wales, the applicant was again arrested and found to be in possession of heroin. 11. In September 1990 the applicant pleaded guilty to the 1988 charges. He was sentenced by the District Court at Newcastle to a term of two years' imprisonment from March 1990. In the course of sentencing the trial judge referred to the applicant as a heroin dealer "in a big way". The Crown appealed against the lightness of the sentence. On 7 May 1991 the Court of Criminal Appeal increased the sentence to a term of four years. 12. In June 1992 a delegate of the Minister purported to apply Article 1C(5) of the Convention to determine that the applicant should no longer be recognised as having the status of a refugee under the Convention. The determination was based on a finding that the situation in Romania had changed markedly since the overthrow of the Ceauscescu regime and the establishment of democracy in that country. This was said to render any chance of the applicant facing persecution, in the Convention sense, remote. After considering representations from the applicant on the issue, the delegate advised the applicant in writing on 24 March 1993 that he was "no longer recognised by Australia as having the status of a refugee". Reasons for that decision were attached to the notification. 13. On 23 April 1993 the Minister's delegate ordered the deportation of the applicant. Shortly thereafter, on 1 June 1993, the applicant escaped from prison in company with another prisoner, but was recaptured after 11 days. During this brief period the applicant was sheltered by a Ms Mitru, whose actions resulted in her being convicted of harbouring known felons. The applicant was sentenced to a further term of 12 months imprisonment by reason of the escape. For most of the time since the escape he has been confined in a maximum security prison. 14. The applicant's mother died after he had come to Australia. His father has remained in Romania. The evidence before the Tribunal indicated that the applicant had a brother and sister in Romania, but had lost contact with his sister. Ms Mitru gave evidence before the Tribunal and testified that she intended to live with the applicant if he were permitted to remain in Australia after his release from prison. The Tribunal Decision 15. On 1 June 1993 (apparently the very day he escaped from custody) the applicant applied to the Administrative Appeals Tribunal for review of the decision of the Minister's delegate to deport the applicant. (The Tribunal exercises the power to review such a decision on the merits, pursuant to s.180(1)(a) of the Migration Act 1958.) The Tribunal affirmed the decision under review and gave its reasons for its decision in writing on 17 May 1994. 16. The Tribunal, in its reasons, outlined the factual background to which I have referred. The Deputy President noted that there was a continuing relationship between the applicant and Ms Mitru and that they intended to live together after his release, if permitted to do so. There was evidence from two prospective employers (one of whom had a workshop facility in Long Bay Gaol) that they would be prepared to offer the applicant full-time employment on his release. 17. The Tribunal observed that the applicant had been convicted of the serious crime of supplying heroin on a commercial basis. That had been singled out in the Policy Statement by the Minister, Australia's Criminal Deportation Policy, 1992 ed, as a serious offence, rendering non-Australian citizens liable to deportation. The Tribunal found that the applicant's involvement in the offence was as part of "organised criminal activity". Furthermore, the Tribunal found that, despite the applicant's contention that he had good prospects for reform and usefulness in the community, "the possibility of recidivism is high". The applicant's contribution to the Australian community had been negligible. He had no family ties in Australia, although he had some friends in the Australian community. Any hardship to Ms Mitru had to be considered in light of the fact that she was aware of both the Minister's deportation orders and the applicant's criminal record at the time the relationship commenced. The hardship to her was outweighed by other considerations, notably the applicant's criminal convictions. 18. The Tribunal stated that in the light of these factors, it would affirm the decision to deport. The only feature that might affect this conclusion was the fact that the applicant had been accorded refugee status in Australia. This required reference to Australia's obligations under the Convention. The Tribunal's Approach to the Convention 19. The Tribunal observed that the terms of the Convention and Protocol do not form part of Australian domestic law until adopted by legislation. No such legislation had been enacted, although some parts of the Convention had been incorporated by reference. This was the case, for example, with the definition of "refugee" in s.4 of the Migration Act 1958 (which adopts the definition in the Convention). The Tribunal also noted that, although it is necessary to determine whether a person should be accorded the status of a refugee for the purpose of granting visas (see s.22AA of the Migration Act 1958, conferring power on the Minister to determine that a person is a refugee), there is no such power in the executive to determine conclusively that a person has ceased to have that status. Thus the determination by the Minister's delegate that the applicant had ceased to be a refugee had no final and operative effect. It merely indicated the way in which the Australian Government viewed the applicant. 20. While the Convention does not form part of Australian domestic law, the Tribunal considered that due regard should be had to its terms. The Tribunal adopted the words of the Full Court in Gunaleela v Minister for Immigration and Ethnic Affairs (1987) 15 FCR 543 (FCA/Full Court), at 560 (in the context of applications for entry permits by persons who had not yet entered Australia), that a decision-maker may properly take into account, in a general way, the existence of Australia's international obligations under the Convention. The Tribunal also pointed out that the Minister's Policy Statement specifically included, among the criteria to be taken into account, relevant obligations of Australia under international treaties ratified by the Australian Government. The Convention Provisions 21. Having found that deportation was otherwise appropriate, the Tribunal identified the relevant question as being whether the deportation of the applicant would prima facie be inconsistent with Australia's international obligations under the Convention when viewed as a policy document. It is convenient to reproduce the relevant portions of the Convention here. 22. Article 1A defines a "refugee" as a person who "...owing to well-founded fear of being persecuted for reasons of race, religion, nationality, membership of a particular social group or political opinion, is outside the country of his nationality and is unable or, owing to such fear, is unwilling to avail himself of the protection of that country; or who, not having a nationality and being outside the country of his former habitual residence as a result of such events, is unable or, owing to such fear, is unwilling to return to it." Article 1C defines the circumstances in which the Convention ceases to apply to a refugee: "1C. This Convention shall cease to apply to any person falling under the terms of Section A if: (1) He has voluntarily re-availed himself of the protection of the country of his nationality; or (2) Having lost his nationality he has voluntarily reacquired it; or (3) He has acquired a new nationality, and enjoys the protection of the country of his new nationality; or (4) He has voluntarily re-established himself in the country which he left or outside which he remained owing to fear of persecution; or (5) He can no longer, because the circumstances in connexion with which he has been recognised as a refugee have ceased to exist, continue to refuse to avail himself of the protection of the country of his nationality; Provided that this paragraph shall not apply to a refugee falling under Section A(1) of this article who is able to invoke compelling reasons arising out of previous persecution for refusing to avail himself of the protection of the country of nationality; (6) ...." Article 1F excludes the operation of the Convention in certain circumstances: "1F. The provisions of this Convention shall not apply to any person with respect to whom there are serious reasons for considering that: (a) he has committed a crime against peace, a war crime, or a crime against humanity...; (b) he has committed a serious non-political crime outside the country of refuge prior to his admission to that country as a refugee; (c) he has been guilty of acts contrary to the purposes and principles of the United Nations." Articles 32 and 33 limit the circumstances in which a refugee may be expelled from a Contracting State or returned to his country of origin: "ARTICLE 32 Expulsion 1. The Contracting States shall not expel a refugee lawfully in their territory save on grounds of national security or public order. 2. The expulsion of such a refugee shall be only in pursuance of a decision reached in accordance with due process of law.... 3. The Contracting States shall allow such a refugee a reasonable period within which to seek legal admission into another country. The Contracting States reserve the right to apply during that period such internal measures as they may deem necessary. ARTICLE 33 Prohibition of expulsion or return ("refoulement") 1. No Contracting State shall expel or return ("refouler") a refugee in any manner whatsoever to the frontiers of territories where his life or freedom would be threatened on account of his race, religion, nationality, membership of a particular social group or political opinion. 2. The benefit of the present provision may not, however, be claimed by a refugee whom there are reasonable grounds for regarding as a danger to the security of the country in which he is, or who, having been convicted by a final judgment of a particularly serious crime, constitutes a danger to the community of that country." The Tribunal's Reasons for Finding no Inconsistency 23. The Tribunal gave three reasons for expressing the view that there was no inconsistency between affirming the decision to deport the applicant under s.55 and giving effect to Australia's obligations under the Convention. The Tribunal identified those three reasons as relating "to the application of the cesser and exclusion provisions". The three reasons were, first, that Article 1C(5) applied to the applicant and the proviso to Article 1C(5) did not; secondly, that Article 1F(b) applied to the applicant; and thirdly, Article 32 did not apply where a deportation order had been made under s.55 of the Migration Act 1958. 24. Because of Mr Craddock's submissions it is useful to extract the relevant paragraphs from the Tribunal's reasons: "60. When Mr Todea entered this country a decision must have been made that owing to well founded fear of being persecuted for reasons of race, religion, nationality, membership of a particular social group or political opinion, he was unable or, owing to such fear, was unwilling to avail himself of the protection of Romania. On the evidence before me, there is nothing to show persecution for Convention reasons, except perhaps for political opinion. The fact that persecution took place by officials is not, in itself, persecution for a Convention reason. Although persecution can take many forms it must, in order to qualify a person as a refugee, be for Convention reasons. (The Tribunal then quoted from the judgment of Mason CJ in Chan v Minister for Immigration and Ethnic Affairs (1990) 169 CLR 379, at 388, in which the Chief Justice construed the words "being persecuted" in the definition of "refugee".) 62. Assuming however that the applicant met the subjective and objective tests of a well-founded fear of persecution for Convention reasons at the time of his entry into this country, I am satisfied that the evidence discloses that any such residual fear is no longer well-founded. Consequently, the provisions of paragraph (5) of section C of Article 1 have application. The evidence from the Australian Embassy is necessarily hearsay, but it is of a kind that is often found in intelligence reports and is certainly of a kind that would often be the basis upon which foreign policy decisions were made. I am prepared to accept the evidence that conditions within Romania have changed to such an extent that any Convention reasons for persecution have ceased to exist generally and, particularly because they appear to have been weak in the first instance, to have ceased to exist in relation to the applicant. The applicant is unable to invoke compelling reasons arising out of previous persecution, as referred to in the proviso to paragraph (5), because in my view it has not been established (inter alia) that his ill treatment amounted to persecution for a Convention reason. In arriving at th is conclusion, I have taken the general approach to ascertain the facts, referred to by Gaudron J in Chan at 412/413. As Her Honour pointed out, questions of refugee status will usually fall for executive or administrative decision and in circumstances which will often not permit of precise ascertainment of the facts as they exist in the country of nationality. The fear of the 6 year sentence is dealt with later in these reasons. 63. The 'compelling reason' put forward on behalf of the applicant was a fear of ill treatment rather than persecution. (The Tribunal then quoted from the judgment of McHugh J in Chan, at 429-430 on the construction of "persecuted".) 64. The third (sic) reason, in my view, why the Convention has no application to the applicant lies in Section F(b) of Article 1. The applicant committed a serious crime in